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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2016-04-29 |
| MN | RA | APPROVED | 2013-12-16 |
Branch Locations
104 S Main St, Pine Island, MN 55963 • United States
Oronoco, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Zumbrota | MN | 03/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Pine Island | MN | 03/2020 | Present |
Outside Employment; DTK Enterprises; !099 Employee; Manage advisory business; 329 N Main Street , Suite 201, Austin, MN, 55912; Investment-Related; 07/06/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-05-11 |
| S65 | Uniform Investment Adviser Law Examination | 2002-02-19 |
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