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Carter Jon O'REilly

LPl Financial LLC

Zumbrota, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-11-14
  • MN RA
    APPROVED
    Since 2023-11-14

Branch Locations

1440 S Main St., Zumbrota, MN 55992 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Zumbrota MN 04/2023 Present
Gustavus Adolphus College Saint Peter MN 08/2022 06/2023
Frandsen Bank And Trust Pine Island MN 06/2022 08/2022
Gustavus Adolpus College Saint Peter MN 08/2021 06/2022
Menards Rochester MN 06/2021 08/2021
Gustavus Adolphus College Saint Peter MN 08/2020 06/2021
Menards Rochester MN 06/2020 08/2020
Pine Island Schools Pine Island MN 09/2013 06/2020
Frandsen Bank & Trust Zumbrota MN 04/2023 Present
  • 04/2023 → Present
    Zumbrota, MN
  • 08/2022 → 06/2023
    Gustavus Adolphus College
    Saint Peter, MN
  • 06/2022 → 08/2022
    Frandsen Bank And Trust
    Pine Island, MN
  • 08/2021 → 06/2022
    Gustavus Adolpus College
    Saint Peter, MN
  • 06/2021 → 08/2021
    Menards
    Rochester, MN
  • 08/2020 → 06/2021
    Gustavus Adolphus College
    Saint Peter, MN
  • 06/2020 → 08/2020
    Menards
    Rochester, MN
  • 09/2013 → 06/2020
    Pine Island Schools
    Pine Island, MN
  • 04/2023 → Present
    Frandsen Bank & Trust
    Zumbrota, MN
Other Businesses

1 - 09/06/2023 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Frandsen Investment Services - inv related - At reported business location(s) 2- 09/06/2023 - FRANDSEN BANK & TRUST - Financial Institution Duty - Client Service Representative - Investment Related - At Reported Business Location(s) - Start Date 06/12/2023 3- 01/31/2024 - Pine Island Schools - Non-Inv Related - Pine Island, MN - Other - Sporting - Referee - Started: 12/11/2023 - 5 Hrs/mo; 0 Hr During Trading. 4- 01/31/2024 - Accra Home Care - Non-Inv Related - Pine Island, MN - Outside/W-2 Employment - Started: 11/27/2023 - 4 hrs/mo; 0 Hr During Trading. 5- 10/31/2025 - Other - Notary - Not Investment Related - At Reported Business Location(s) - Start Date 10/01/2025 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-13
  • S66 Uniform Combined State Law Examination
    2023-11-13

View on SEC IAPD

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