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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-09-30 |
Branch Locations
404 S Main St, Zumbrota, MN 55992-1601 • United States
849 4Th St S, Cannon Falls, MN 55009-2549 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Zumbrota | MN | 12/1997 | 10/2019 |
| Hemann, Grover & Co., Ltd. | Zumbrota | MN | 12/2006 | 09/2025 |
| 1St Global Advisors, Inc. | Zumbrota | MN | 06/2007 | 10/2019 |
| Avantax Insurance Services, Inc. | Zumbrota | MN | 06/2007 | 09/2025 |
| Avantax Advisory Services | Zumbrota | MN | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Zumbrota | MN | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Zumbrota | MN | 09/2025 | 09/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | 09/2025 |
| Ameriprise Financial Services, Llc | Eagan | MN | 09/2025 | Present |
Board of Directors; Pine Island Chamber of Commerce Board; Treasurer; PO Box 331, , Pine Island , MN, 55963; Not Investment-Related; 10/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Pine Island United Fund; President; PO Box 131, , Pine Island , MN, 55963; Not Investment-Related; 10/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Hemann, Grover & Co. Ltd.; Employee of accounting firm; Tax Preparation; 404 S Main St, , Zumbrota, MN, 55992; Not Investment-Related; 10/01/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-15 |
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