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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-09-30
TX RA APPROVED 2025-09-30
  • MN RA
    APPROVED
    Since 2025-09-30
  • TX RA
    APPROVED
    Since 2025-09-30

Branch Locations

404 S Main St, Zumbrota, MN 55992-1601 • United States

849 4Th St S, Cannon Falls, MN 55009-2549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp. Zumbrota MN 10/1998 10/2019
Avantax Insurance Services, Inc. Zumbrota MN 10/2003 09/2025
Hemann, Grover & Co., Ltd. Zumbrota MN 01/2007 09/2025
1St Global Advisors, Inc. Zumbrota MN 06/2007 10/2019
Avantax Advisory Services Zumbrota MN 10/2019 09/2025
Avantax Investment Services, Inc. Zumbrota MN 10/2019 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services Zumbrota MN 03/2003 09/2025
Cetera Wealth Services, Llc Zumbrota MN 09/2025 09/2025
Cetera Investment Advisers Llc Schaumburg IL 09/2025 09/2025
Ameriprise Financial Services, Llc Zumbrota MN 09/2025 Present
  • 10/1998 → 10/2019
    1St Global Capital Corp.
    Zumbrota, MN
  • 10/2003 → 09/2025
    Avantax Insurance Services, Inc.
    Zumbrota, MN
  • 01/2007 → 09/2025
    Hemann, Grover & Co., Ltd.
    Zumbrota, MN
  • 06/2007 → 10/2019
    1St Global Advisors, Inc.
    Zumbrota, MN
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Zumbrota, MN
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Zumbrota, MN
  • 03/2003 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Zumbrota, MN
  • 09/2025 → 09/2025
    Cetera Wealth Services, Llc
    Zumbrota, MN
  • 09/2025 → 09/2025
    Schaumburg, IL
  • 09/2025 → Present
    Zumbrota, MN
Previous Registrations
  • 2025-09-05 → 2025-10-01
    Zumbrota, MN
    Cannon Falls, MN
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Zumbrota, MN
    Cannon Falls, MN
  • 2013-12-10 → 2019-10-25
    1St Global Advisors Inc
    Zumbrota, MN
Other Businesses

Business Ownership; GS Northwoods Property LLC; Co-owner; Rental property of farm land, storage building and billboard.; 2400 4 St, , Cumberland, WI, 54829; Not Investment-Related; 03/23/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Sunset Ridge Villas; Treasurer; 4246 Central Ave, , Ocean City, NJ, 08226-1634; Not Investment-Related; 10/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Hemann Grover & Co Ltd; Manager of tax and accounting related services of the CPA business.; Tax Preparation; 404 S Main St, , Zumbrota, MN, 55992; Not Investment-Related; 10/01/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-01-20
  • S66 Uniform Combined State Law Examination
    1999-01-20
Designations
  • Certified Financial Planner
Other Names
  • Leann M Grover
  • Leann Grover
  • Leann M Dahling
  • Leann Marie Dahling
  • Leann Dahling

View on SEC IAPD

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