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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-09-30 |
Branch Locations
404 S Main St, Zumbrota, MN 55992-1601 • United States
849 4Th St S, Cannon Falls, MN 55009-2549 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Zumbrota | MN | 11/2003 | 10/2019 |
| Hemann, Grover & Co., Ltd. | Zumbrota | MN | 01/2007 | 09/2025 |
| 1St Global Advisors, Inc. | Zumbrota | MN | 06/2007 | 10/2019 |
| Avantax Investment Services, Inc. | Zumbrota | MN | 10/2019 | 09/2025 |
| Avantax Advisory Services | Zumbrota | TX | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Zumbrota | MN | 09/2025 | 09/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | 09/2025 |
| Ameriprise Financial Services, Llc | Zumbrota | MN | 09/2025 | Present |
Board of Directors; Roscoe Township Board; Clerk; 47498 150th Ave, , Zumbrota, MN, 55992; Not Investment-Related; 10/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Hemann, Grover & Co; Administrative; Tax Preparation; 404 S Main, , Zumbrota, MN, 55992; Not Investment-Related; 10/01/2025; 60 hours per month; 60 during trading hours / Royal Ideas, LLC; Registered Staff; Manage advisory business; 404 S Main, , Zumbrota, MN, 55992; Not Investment-Related; 10/01/2025; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-23 |
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