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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-05-06
TX RA APPROVED 2022-05-06
  • MN RA
    APPROVED
    Since 2022-05-06
  • TX RA
    APPROVED
    Since 2022-05-06

Branch Locations

128 South Main St, Pine Island, MN 55963 • United States

1440 S Main St., Zumbrota, MN 55992 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of Zumbrota (Acquired By Frandsen Bank & Trust) Zumbrota MN 09/2001 05/2022
Cetera Investment Services Llc St. Cloud MN 07/2010 05/2022
Cetera Investment Advisers Llc Zumbrota MN 01/2014 05/2022
Frandsen Bank & Trust Zumbrota MN 05/2022 Present
Lpl Financial Llc Zumbrota MN 05/2022 Present
  • 09/2001 → 05/2022
    Bank Of Zumbrota (Acquired By Frandsen Bank & Trust)
    Zumbrota, MN
  • 07/2010 → 05/2022
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → 05/2022
    Zumbrota, MN
  • 05/2022 → Present
    Frandsen Bank & Trust
    Zumbrota, MN
  • 05/2022 → Present
    Zumbrota, MN
Previous Registrations
  • 2014-01-21 → 2022-05-06
    Zumbrota, MN
  • 2014-01-09 → 2014-01-21
    Cetera Investment Services Llc
    Zumbrota, MN
    Pine Island, MN
Other Businesses

1) 5/2022- Frandsen Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 5/2022- Michelle Gascoigne- notary- inv. related-Cannon Falls, MN- start dae 2001- 1hr/mth 3) 09/09/2022 - Cetera - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 08/20/2022 - 2 Hours Per Month/0 Hours During Securities Trading. 4) 10/20/2022 - SBG - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 07/20/2022 - 1 Hour Per Month/1 Hour During Securities Trading 5) 08/22/2023 - Frandsen General agency - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 06/27/2023 - 3 Hours Per Month/ 2 Hours During Trading 6) 09/09/2024 - Isagenix - Other - retail nutrition - Not Investment Related - Home Based - Start Date 04/01/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-06-29
  • S63 Uniform Securities Agent State Law Examination
    2001-06-29
Other Names
  • Michelle Renee Appel

View on SEC IAPD

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