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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-05-06 |
| TX | RA | APPROVED | 2022-05-06 |
Branch Locations
128 South Main St, Pine Island, MN 55963 • United States
1440 S Main St., Zumbrota, MN 55992 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of Zumbrota (Acquired By Frandsen Bank & Trust) | Zumbrota | MN | 09/2001 | 05/2022 |
| Cetera Investment Services Llc | St. Cloud | MN | 07/2010 | 05/2022 |
| Cetera Investment Advisers Llc | Zumbrota | MN | 01/2014 | 05/2022 |
| Frandsen Bank & Trust | Zumbrota | MN | 05/2022 | Present |
| Lpl Financial Llc | Zumbrota | MN | 05/2022 | Present |
1) 5/2022- Frandsen Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 5/2022- Michelle Gascoigne- notary- inv. related-Cannon Falls, MN- start dae 2001- 1hr/mth 3) 09/09/2022 - Cetera - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 08/20/2022 - 2 Hours Per Month/0 Hours During Securities Trading. 4) 10/20/2022 - SBG - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 07/20/2022 - 1 Hour Per Month/1 Hour During Securities Trading 5) 08/22/2023 - Frandsen General agency - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 06/27/2023 - 3 Hours Per Month/ 2 Hours During Trading 6) 09/09/2024 - Isagenix - Other - retail nutrition - Not Investment Related - Home Based - Start Date 04/01/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-06-29 |
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