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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-15
MN RA APPROVED 2025-03-24
  • TX RA
    APPROVED
    Since 2025-05-15
  • MN RA
    APPROVED
    Since 2025-03-24

Branch Locations

St. James, MN • United States

218 S Main St, Pine Island, MN 55963 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Spc Ann Arbor MI 12/2012 03/2025
Parkland Securities Ann Arbor MI 08/2014 03/2025
Osaic Wealth Inc Pine Island MN 03/2025 Present
  • 12/2012 → 03/2025
    Ann Arbor, MI
  • 08/2014 → 03/2025
    Parkland Securities
    Ann Arbor, MI
  • 03/2025 → Present
    Pine Island, MN
Previous Registrations
  • 2013-08-15 → 2025-03-24
    Pine Island, MN
    Ann Arbor, MI
    Fairmont, MN
    Fairmont, MN
    St. James, MN
Other Businesses

1. TIARKS FINANCIAL POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 01/01/2000 ADDRESS: 218 S. Main St., Pine Island MN 55963, United States DESCRIPTION: I am an independent insurance agent that offers life insurance and medicare supplement strategies for my clients. 2. RAINBOW RENTAL PROPERTY; NONINV RELATED; 212 S MAIN PINE ISLAND,MN 55963; RENTAL PROPERTY; LANDLORD; 04/01/1997; 1HR/MON; 0HR/MON; COLLECT RENT AND MAINTENANCE DUTIES 3. TIARKS PROPERTIES POSITION: Director NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 25 START DATE: 01/01/2000 ADDRESS: 218 S. Main St., Pine Island MN 55963, United States DESCRIPTION: I have rental units above my office space that I rent out through Tiarks Properties LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-27
S63 Uniform Securities Agent State Law Examination 2000-03-22
  • S66 Uniform Combined State Law Examination
    2006-10-27
  • S63 Uniform Securities Agent State Law Examination
    2000-03-22

View on SEC IAPD

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