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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-25
NY RA APPROVED 2022-11-01
TX RA APPROVED 2022-11-01
  • NJ RA
    APPROVED
    Since 2024-06-25
  • NY RA
    APPROVED
    Since 2022-11-01
  • TX RA
    APPROVED
    Since 2022-11-01

Branch Locations

2500 Westchester Ave Stes 201 & 203, Purchase, NY 10577 • United States

2360 Bell Blvd, Bayside, NY 11360 • United States

767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States

68 S Service Rd Ste 200 [Yi-Rbo], Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Saddle Brook NJ 06/2009 06/2018
Jp Morgan Securities, Llc White Plains NY 06/2018 10/2022
Wells Fargo Clearing Services, Llc New York NY 10/2022 Present
Previous Registrations
  • 2018-06-07 → 2022-10-28
    Larchmont, NY
    Nanuet, NY
    Eastchester, NY
    Yonker, NY
    Yonkers, NY
    Scarsdale, NY
    Yonkers, NY
    Yonkers, NY
    Ardsley, NY
    Ardsley, NY
    Dobbs Ferry, NY
    Irvington, NY
    Scarsdale, NY
    Thornwood, NY
    Thornwood, NY
    Pleasantville, NY
    Pleasantville, NY
    Hastings On Hudson, NY
    Armonk, NY
    Briarcliff, NY
    Ossining, NY
    Ossining, NY
    Briarcliff, NY
    Yonkers, NY
    New Rochelle, NY
    New Rochelle, NY
    New Rochelle,, NY
    Yonkers, NY
    Pelham, NY
    Pelham Manor, NY
    Yonkers, NY
    Yonkers, NY
    Yonkers, NY
    Mount Vernon, NY
    Yonkers, NY
    Mount Vernon, NY
    Mount Vernon, NY
    Bronx, NY
    Bronx, NY
    Bronx, NY
    Larchmont, NY
    Scarsdale, NY
    Scarsdale, NY
    Goshen, NY
    Montvale, NJ
    Northvale, NJ
    Ramsey, NJ
    Orangeburg, NY
    Park Ridge, NJ
    Old Tappan, NJ
    Norwood, NJ
    Nanuet, NY
    Nanuet, NY
    Pearl River, NY
    West Nyack, NY
    Nanuet, NY
    Haworth, NJ
    Ramsey, NJ
    Pomona, NY
    Nyack, NY
    Spring Valley, NY
    Garnerville, NY
    Congers, NY
    Haverstraw, NY
    New City, NY
    Stony Point, NY
    Chestnut Ridge, NY
    Monsey, NY
    Nyack, NY
    Suffern, NY
    Monsey, NY
    Suffern, NY
    New City, NY
    Valley Cottage, NY
    New City, NY
    Goshen, NY
    Middletown, NY
    Warwick, NY
    Monticello, NY
    Wurtsboro, NY
    Port Jervis, NY
    Pine Bush, NY
    Middletown, NY
    Middletown, NY
    Monroe, NY
    Tuxedo, NY
    Greenwood Lake, NY
    Washingtonville, NY
    Monroe, NY
    Chappaqua, NY
    Greenwich, CT
    Montvale, NJ
    Highland Falls, NY
    New Windsor, NY
    Newburgh, NY
    Cornwall, NY
    Newburgh, NY
  • 2009-06-05 → 2018-06-04
    Saddle Brook, NJ
    Red Bank, NJ
  • 2007-11-28 → 2009-06-30
    Upper Saddle River, NJ
    Montvale, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-16
S63 Uniform Securities Agent State Law Examination 1987-02-09
  • S65 Uniform Investment Adviser Law Examination
    1996-08-16
  • S63 Uniform Securities Agent State Law Examination
    1987-02-09
Designations
Other Names
  • George J Lesnik
  • George Joseph Lesnik

View on SEC IAPD

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