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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-25 |
| NY | RA | APPROVED | 2022-11-01 |
| TX | RA | APPROVED | 2022-11-01 |
Branch Locations
2500 Westchester Ave Stes 201 & 203, Purchase, NY 10577 • United States
2360 Bell Blvd, Bayside, NY 11360 • United States
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
68 S Service Rd Ste 200 [Yi-Rbo], Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Saddle Brook | NJ | 06/2009 | 06/2018 |
| Jp Morgan Securities, Llc | White Plains | NY | 06/2018 | 10/2022 |
| Wells Fargo Clearing Services, Llc | New York | NY | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-09 |
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