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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-09-27
NV RA APPROVED 2024-09-26
NY RA APPROVED 2021-10-26
TX RA APPROVED 2008-12-03
  • PA RA
    APPROVED
    Since 2024-09-27
  • NV RA
    APPROVED
    Since 2024-09-26
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2008-12-03

Branch Locations

3 Manhattanville Road Suite 210, Purchase, NY 10577 • United States

Blauvelt, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc White Plains NY 12/2008 Present
Previous Registrations
Other Businesses

1) ROBERT SABEL 10 STEWART PLACE, #3EW WHITE PLAINS, NY 10603/ I AM THE SOLE OWNER OF AN APARTMENT IN WHITE PLAINS. I PLAN TO RENT THE APARTMENT/ PRIVATE OWNERSHIP/ HOURS PER MONTH = 0.6 / INVOLVEMENT SINCE 04/01/2010 / POSITION HELD - SOLE OWNER. 2) 55 Roundtree Circle, Piermont NY 10968/ Sole proprietorship / Real Estate /I am an owner of an apartment in Piermont, NY and plan to rent the apartment./Proprietor / Deposit rent check/ Receive compensation?: yes/ Ownership in company?: Yes, 50%/Start Date 12/8/2020 1600 NE 1st Ave, Apt 1904, Miami, FL 3313, I am an owner of an apartment in Miami, Florida and plan to rent the apartment, Proprietor / ownerownerDeposit rent checks, start date-3/1/2019 cyclewatts.com, NY United States , cyclewatts.com - used only for personal email Other personal website website for personal email, Proprietor / owner no duties , start date 1/1/2023

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-03
S63 Uniform Securities Agent State Law Examination 1988-04-19
  • S65 Uniform Investment Adviser Law Examination
    1994-08-03
  • S63 Uniform Securities Agent State Law Examination
    1988-04-19
Other Names
  • Robert Antony Sabel

View on SEC IAPD

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