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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-05-25
NY RA APPROVED 2023-05-25
TX RA APPROVED 2023-05-25
  • CT RA
    APPROVED
    Since 2023-05-25
  • NY RA
    APPROVED
    Since 2023-05-25
  • TX RA
    APPROVED
    Since 2023-05-25

Branch Locations

3 Manhattanville Road Suite 210, Purchase, NY 10577 • United States

New Canaan, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Purchase NY 06/2009 05/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2023
Ubs Financial Services Inc White Plains NY 05/2023 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 06/2009 → 05/2023
    Morgan Stanley Smith Barney
    Purchase, NY
  • 01/2015 → 05/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2023 → Present
    White Plains, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-10
  • S66 Uniform Combined State Law Examination
    2005-04-10
Other Names
  • Ryan Hetzer

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