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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-09 |
| DC | RA | APPROVED | 2023-01-26 |
| NY | RA | APPROVED | 2021-10-26 |
Branch Locations
3 Manhattanville Road Suite 210, Purchase, NY 10577 • United States
Irvington, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rory Dolan'S | Yonkers | NY | 09/1998 | Present |
| Ubs Financial Services Inc | White Plains | NY | 09/2008 | Present |
1)RORY DOLAN'S RESTAURANT AND BAR 890 MCLEAN AVE YONKERS NY 10704. THIS IS A RESTAURANT/BAR AND IS NOT INVESTMENT RELATED. DEVOTES 30HRS PER MONTH NONE OF WHICH IS DURING SECURITIES TRADING HOURS. ALL ADMINISTRATIVE DUTIES. THE BRAZEN FOX 175 MAMARONECK AVENUE WHITE PLAINS NEW YORK 10601 RESTAURANT/FOOD SERVICE HOSTESS STARTED:31-JAN-2008 HOURS PER MONTH:1-10 NONE DURING TRADING. NOT INVESTMENT RELATED. 2)NYS NOTARY PUBLIC / NOTARY PUBLIC / 709 WESTCHESTER AVE, SUITE 400 WHITE PLAINS, NY 10604 / NOTARY PUBLIC / START DATE 12/31/2010 / WILL THE ACTIVITY/BUSINESS INVOLVE SECURITIES TRADING, INVESTMENT, OR ADVICE? NO / 1 HR. PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-19 |
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