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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-07-02
FL RA APPROVED 2024-04-10
DC RA APPROVED 2023-01-26
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2013-02-11
  • PA RA
    APPROVED
    Since 2024-07-02
  • FL RA
    APPROVED
    Since 2024-04-10
  • DC RA
    APPROVED
    Since 2023-01-26
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2013-02-11

Branch Locations

South Salem, NY • United States

3 Manhattanville Road Suite 210, Purchase, NY 10577 • United States

Gateway; One N. Lexington Ave Suite 1200, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. White Plains NY 11/1998 Present
Other Businesses

THE LNTS SOLUTION; 58 Brooklyn Ave., Brooklyn, NY 11216; LNTS is a company that seeks to create efficiency in the healthcare space with cutting edge therapy; Member of Board of directors; Assist with general strategy; 6/1/2018; Business hours per month: No Funky Chunky LLC,greenwichctUnited States,Company,Food, Beverages & Tobacco,the sale of gourmet popcornActiveMember of Board of directors,sit on quarterly results of the company Start date 3/13/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-05
S63 Uniform Securities Agent State Law Examination 1999-01-26
  • S65 Uniform Investment Adviser Law Examination
    1999-02-05
  • S63 Uniform Securities Agent State Law Examination
    1999-01-26

View on SEC IAPD

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