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Account
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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-15 |
Branch Locations
3 Manhattanville Road Suite 210, Purchase, NY 10577 • United States
600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Elmsford | NY | 02/2023 | 06/2023 |
| Sacred Heart University | Fairfield | CT | 09/2017 | 05/2021 |
| Kids On The Moon | Monroe | CT | 06/2018 | 08/2022 |
| Elite Sampling & Media Group | Bethel | CT | 08/2022 | 01/2023 |
| Tractor Supply Company | Newtown | CT | 05/2020 | 04/2021 |
| Massmutual Life Insurance Co | Elmsford | NY | 02/2023 | 10/2024 |
| Student | Monroe | CT | 05/2013 | 08/2017 |
| Mml Investors Services, Llc | Elmsford | NY | 06/2023 | 10/2024 |
| Ubs Financial Services, Inc | Stamford | CT | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-21 |
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