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Douglas James Rechtine

Mml Investors Services, LLC

Toledo, OH

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-05
OH RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-05
  • OH RA
    APPROVED
    Since 2017-03-25

Branch Locations

7659 King's Pointe Road, Toledo, OH 43617 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Toledo OH 01/2015 03/2017
Mml Investors Services, Llc Toledo OH 03/2017 Present
Massmutual Life Insurance Company Toledo OH 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Toledo, OH
  • 03/2017 → Present
    Toledo, OH
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Toledo, OH
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Toledo, OH
  • 1999-09-19 → 2015-01-02
    New England Securities
    Toledo, OH
    Boston, MA
Other Businesses

INDEPENDENT INSURANCE AGENT - DBA PREMIER WEALTH MANAGEMENT GROUP - FROM BUSINESS ADDRESS - DENTAL AND GROUP DISABILITY INCOME, DISABILITY, FIXED ANNUITIES, & LIFE/ACCIDENT/HEALTH AND MEDICARE RELATED PRODUCTS - 1HRS SECURITIES - 0HRS NONSECURITIES - SINCE 12/2010

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-09-22
  • S63 Uniform Securities Agent State Law Examination
    1987-09-22

View on SEC IAPD

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