Christopher Edward Rupp

Current Employers

Employment History

• 06/2008 → 06/2018
  Morgan Stanley & Co. Incorporated
  Hartforf, CT
• 06/2009 → 06/2018
  Morgan Stanley Smith Barney
  Hartford, CT
• 01/2015 → 06/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 06/2018 → Present
  Raymond James Financial Services, Inc.
  Glastonbury, CT

Previous Registrations

• 2009-06-01 → 2018-06-18
  Morgan Stanley
  Hartford, CT
  Hartford, CT
• 2008-06-27 → 2009-06-01
  Morgan Stanley & Co. Llc
  Hartford, CT
• 1991-06-04 → 2008-06-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT
  Hartford, CT

Other Businesses

(1)Name of Business: Crescent Point Private Wealth, LLC Address: 115 Glastonbury Blvd Ste 100, Glastonbury, CT, 06033, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/16/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor, Partner (2)Name of Business: DJA Financial, LLC Address: 115 Glastonbury Blvd Ste 100, Glastonbury, CT, 06033, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/02/2018 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: owner and sole partner (3)Name of Business: Highland Capital Brokerage Address: 115 Glastonbury Blvd Ste 100, Glastonbury, CT, 06033, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 07/20/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I will use Highland Capital to help with clients insurance needs

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-02-02
• S63 Uniform Securities Agent State Law Examination
  1987-01-20