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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2009-10-05 |
Branch Locations
1738 Pearl St Suite 300, Boulder, CO 80302-5525 • United States
Westminster, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Boulder | CO | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Boulder | CO | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Boulder | CO | 03/2020 | Present |
Business Ownership; Montage Band; Owner; Music entertainment. Clients are wedding planners, booking agents, shopping malls, municipal parks and activity centers, private parties.; 9018 Jellison Ct, , Westminster, CO, 80021; Not Investment-Related; 02/27/2024; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Normark, LLC; Advisor contracted with operating LLC; Manage advisory business; 1738 Pearl St, Suite 300, Boulder, CO, 80302; Investment-Related; 03/20/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-27 |
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