Best Investors
Account
Sign in
Best Investors
Account
Sign in
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| MA | RA | APPROVED | 2023-07-18 |
| CT | RA | APPROVED | 2011-10-31 |
Branch Locations
200 Glastonbury Blvd Suite 101, Glastonbury, CT 06033 • United States
61 R North Main Street Suite #2, East Longmeadow, MA 01028 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 09/2011 | Present |
| Heritage Capital Advisors, Llc | Glastonbury | CT | 09/2011 | Present |
1. Heritage Capital Advisors, LLC. Co-owner of private entity created for operating securities and insurance business, as of 04/26/2011, 10% of time spent during business hours, Investment related, at branch location. 2. SJL Financial Services, LLC. Sole member and owner of private entity created for operating securities business, as of 03/15/2013, 1% of time spent during business hours, Investment related, at branch location. 3.Co-Owner, SR Financial Advisors, LLC, a private entity est. to facilitate securities and advisory business; As of 11/21/19; 1% time spent during regular business hours; Conducted at branch; Investment related. 4. Subleasing office space to Labor First; as of 12/01/2021; 0% of time spent during business hours; conducted at branch; investment related. 5. Fixed insurance sales; as of 04/29/2011; 1% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-19 |
Reach out to this advisor