Donald William Hook

Current Employers

Employment History

• 08/2009 → 06/2024
  Securities America Inc.
  Lavista, NE
• 08/2009 → 06/2024
  Securities America Advisors
  Lavista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Louisville, KY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Louisville, KY

Previous Registrations

• 2009-08-27 → 2024-06-14
  Securities America Advisors, Inc.
  Louisville, KY
• 2000-10-26 → 2009-08-27
  Kestra Investment Services, Llc
  New Albany, IN
  Jeffersonville, IN

Other Businesses

MAINSTREET WEALTH MANAGEMENT LLC INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 02/1987 - LOCATED AT 325 W MAIN ST., STE 2102, LOUISVILLE, KY 40202-4282 WHITE FLAG HOMELESS SHELTER POSITION: Volunteer NATURE: Homeless Shelter INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 1015 E. Main Street, New Albany IN 47150 DESCRIPTION: Volunteer - serve meals. DBA - MainStreet Wealth Management, LLC D. WILLIAM HOOK POSITION: Agent NATURE: INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 02/1987 - LOCATED AT 325 W MAIN ST., STE 2102, LOUISVILLE, KY 40202-4282, United States INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 02/01/1987 ADDRESS: 325 W. Main Street, Suite, Louisville KY 40202 DESCRIPTION: Insurance Sales - Agent SECURITIES AMERICA, INC. POSITION: Financial Advisor NATURE: Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 6 START DATE: 09/01/2009 ADDRESS: 325 W, Main Street, Suite 2102, Louisville KY 40202 DESCRIPTION: Investment Advisory - Advising clients on their financial needs and concerns. DONALD W. HOOK POSITION: agent NATURE: SALES OF LIFE AND LTC INSURANCE AGENT 8 HRS. PER MONTH - INSURANCE SALES - AGENT - START DATE: 02/1987 - LOCATED AT 325 W MAIN ST., STE 2102, LOUISVILLE, KY 40202-4282, United States INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 02/01/1987 ADDRESS: 325 W. Main Street, Suite 2102, Louisville KY 40202 DESCRIPTION: Insurance and LTC planning to protect client's financial assets. ST. MARKS UCC POSITION: Vice President NATURE: President Elect (Vice President) serving on thechurch council, St. Marks UCC Church. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 222 E. Spring Street, New Albany IN 47150, United States DESCRIPTION: Preside over church council meeting when thecouncil president is unable to attend.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-04-12
• S63 Uniform Securities Agent State Law Examination
  1987-01-07

Other Names

• Bill Hook
• Donald William Hook