Fred James O Connor

Current Employers

Employment History

• 07/2012 → Present
  Northwestern Mutual Investment Services, Llc
  Northbrook, IL
• 01/2012 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 03/2003 → Present
  O'COnnor Advisors, Llc
  Evanston, IL
• 12/2009 → Present
  Rolling Ridges Farm
  Woodstock, IL
• 12/2009 → Present
  Kenosha Farm
  Kenosha, WI
• 01/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. ROLLING RIDGES FARM NOT INVESTMENT RELATED 13814 PERKINS RD, WOODSTOCK, IL FARM FARM MANAGEMENT 12/2009 6 HOURS/MONTH DEVOTED TO BUSINESS 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS DUTIES: I MANAGE THE PROPERTY - PULL ROCKS OUT OF THE FIELDS, PAINT THE BUILDINGS, ETC.; 2. KENOSHA FARM NOT INVESTMENT RELATED KENOSHA, WISCONSIN FARM FARM MANAGEMENT 12/2009 6 HOURS/MONTH DEVOTED TO BUSINESS 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS DUTIES: I MANAGE THE RELATIONSHIP WITH THE CONTRACT FARMER AND ATTEND TO MATTERS, COUNSEL WITH ATTORNEY'S ON ANY LEGAL MATTERS AND OTHERWISE AS THEY COME UP. 3)MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 4. BOARD MEMBER, THE 100 CLUB OF CHICAGO, 135 SOUTH LASALLE ST, SUITE 1162, CHICAGO, , ILLINOIS, 60603, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 9/1/2010, HOURS PER MONTH: 0-5, MEMBER OF BOARD OF NON-PROFIT. SERVES AS CHAIR OF EDUCATIONAL ASSISTANCE COMMITTEE. INVESTMENTS ARE GUIDED BY AN INDEPENDENT ADVISOR FIRM. FR IS NOT COMPENSATED FOR HIS WORK AND HE IS NOT THE COMMITTEE CHAIRPERSON. FR IS NOT A TREASURER AND DOES NOT HAVE CHECK WRITING AUTHORITY. DOES FUND RAISE. 5. CHAIRMAN OF THE CHAIRMEN'S ADVISORY COUNCIL, BIG SHOULDERS FUND, 212 W VAN BUREN, SUITE 900, CHICAGO, , ILLINOIS, 60607, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 3/4/2012, HOURS PER MONTH: 0-5, CHAIR THE CHAIRMEN'S ADVISORY COUNCIL, ORGANIZING SOCIAL EVENTS TO INTRODUCE INDIVIDUALS TO THE MISSION OF THE ORGANIZATION AND WORKING WITH A CLASS OF 8TH GRADERS ON THE BASICS OF THE STOCK MARKET AND PARTICIPATE IN FUNDRAISING. 6. ADVISORY BOARD MEMBER - FRESHWATER ADVISORS, PRIVATE, START DATE: 3/21/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ADVISORY BOARD 7. 13814 PERKINS ROAD LLC, 9301 HAMLIN AVENUE, EVANSTON, , ILLINOIS, 60203, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 03/18/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGE FARM. NON-INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2013-06-10
• S63 Uniform Securities Agent State Law Examination
  1986-11-26

Other Names

• Fred James Oconnor