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Steven Scott Howard

Morgan Stanley

Deerfield, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-05-10
TX RA APPROVED_RES 2022-05-10
  • IL RA
    APPROVED
    Since 2022-05-10
  • TX RA
    APPROVED_RES
    Since 2022-05-10

Branch Locations

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Chicago IL 01/2010 05/2022
Morgan Stanley Smith Barney Llc Deerfield IL 05/2022 Present
Morgan Stanley Private Bank, N.A New York NY 05/2022 Present
  • 01/2010 → 05/2022
    Fifth Third Securities
    Chicago, IL
  • 05/2022 → Present
    Morgan Stanley Smith Barney Llc
    Deerfield, IL
  • 05/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2010-01-08 → 2022-05-16
    Fifth Third Securities, Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Northbrook, IL
    Northbrook, IL
    Cleveland, OH
    Northbrook, IL
  • 2007-05-29 → 2010-01-20
    Citigroup Global Markets Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2002-06-25 → 2007-05-29
    Citicorp Investment Services
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-12-30
  • S66 Uniform Combined State Law Examination
    1998-12-30
Other Names
  • Steven S Howard
  • Steve Howard

View on SEC IAPD

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Other Offices

CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL
PARKSIDE INVESTMENTS, LLC · DEERFIELD, IL

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