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Timothy Paul Swiat

Morgan Stanley

Deerfield, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-21
IL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-08-21
  • IL RA
    APPROVED
    Since 2009-06-01

Branch Locations

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Deerfiled IL 11/2011 Present
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Purchase, NY
    Chicago, IL
    Chicago, IL
  • 2005-04-28 → 2007-04-02
    Morgan Stanley Dw Inc.
    Riverwoods, IL
    Purchase, NY
  • 2001-10-10 → 2005-04-15
    Schaumburg, IL
Other Businesses

1) *374754 - Stave & Thief Society; Investment related No; Network of professionals; Bourbon Steward (proprietor, partner, officer, director, employee, trustee, agent); Jul 2019; During business hours: 0; After business hours: 1; Consult on offerings provided by the food/beverage industry and education to consumers 2) *422776 - Timothy Swiat - Whiskey Consulting Business; Investment related No; Kildeer; IL; Sole Proprietor/Owner; (proprietor, partner, officer, director, employee, trustee, agent); Feb 2021; During business hours: 0; After business hours: 10; Business Development/Growth, Customer Service, Labor/Service, Sales/Marketing. 3) *429277 - ABV Network, LLC; Investment related -Yes; Saint Louis; Missouri; Education and Entertainment; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 04/2021; During business hours: 0; After Business hours: 10; Labor/Service *60107 - FINRA; Investment related - No; Rockville, Illinois; Securities Regulation; Other Committee (proprietor, partner, officer, director, employee, trustee, agent);01/2009; During business hours: 0; After business hours: 1; Review and participate in Focus Groups. *675672- Rush Creek Distilling; Investment related: No; Harvard, Illinois; Restaurant/Bar/Nightclub; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 02/2026; During business hours: 0; After business hours: 2; Sales/Marketing *675674 - Barrel Experiences, LLC; Investment related: No; Kildeer, Illinois; Education:Agriculture:Restaurant/Bar/Nightclub; Partner (proprietor, partner, officer, director, employee, trustee, agent); 02/2026; During business hours: 0; After business hours: 1; Business Development/Growth:Administrative:Check Signing/Funds Disbursements

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-09
  • S66 Uniform Combined State Law Examination
    1999-07-09
Other Names
  • Tim Swiat

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