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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-10-09 |
| TX | RA | APPROVED | 2024-10-09 |
Branch Locations
111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Chicago | IL | 02/2006 | 06/2023 |
| Rbc Capital Markets, Llc | Buffalo Grove | IL | 07/2023 | 07/2024 |
| Morgan Stanley | Deerfield | IL | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-13 |
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