Lance Paul Eaton

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2018-07-20
AZ	RA	APPROVED	2017-07-06
TX	RA	APPROVED	2017-07-06

Branch Locations

233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States

2398 E Camelback Rd, Phoenix, AZ 85016 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
E*Trade Capital Management Llc	Chicago	IL	12/2012	07/2017
E*Trade Securities Llc	Chicago	IL	12/2012	07/2017
Morgan Stanley Smith Barney Llc	Phoenix	AZ	07/2017	Present
Morgan Stanley Private Bank, N.A.	New York	NY	08/2017	Present

2011-06-07 → 2017-07-11

Harrisdirect Llc

Scottsdale, AZ

Arlington, VA

Chicago, IL
2010-04-27 → 2010-06-03

Chase Investment Services Corp.

El Segundo, CA
2009-05-06 → 2009-09-22

Seidman Private Advisors Llc

San Francisco, CA

Kirkland, WA
2008-03-25 → 2009-01-28

Td Ameritrade, Inc.

Beverly Hills, CA
2008-03-25 → 2009-01-28

Td Ameritrade Investment Management, Llc

Beverly Hills, CA
2008-01-08 → 2008-02-25

Strategic Advisers Llc

Thousand Oaks Ca 91362, CA
2006-12-04 → 2007-10-04

Ubs Financial Services Inc.

Sherman Oaks, CA
2006-01-18 → 2007-01-12

Citicorp Investment Services

Seal Beach, CA
2004-12-06 → 2005-07-21

Oppenheimer & Co. Inc.

Los Angeles, CA
2002-06-07 → 2004-09-21

Charles Schwab & Co., Inc.

Fort Lauderdale, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-06-06
S63	Uniform Securities Agent State Law Examination	2000-03-14

Other Firms