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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-10 |
| IL | RA | APPROVED | 2022-05-06 |
Branch Locations
111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States
15341 South 94Th Avenue Suite 200, Orland Park, IL 60462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Chicago | IL | 01/2010 | 05/2022 |
| Morgan Stanley Smith Barney Llc | Deerfield | IL | 05/2022 | Present |
*499284 - Faith United Methodist Church; Investment related - No; Orland Park, Illinois; Religious; AV Coordinator(proprietor, partner, officer, director, employee, trustee, agent); 05/2022; During business hours: 0; After business hours: 8; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-10 |
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