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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-11 |
| WY | RA | APPROVED | 2017-09-22 |
| CO | RA | APPROVED | 2016-05-26 |
| CA | RA | APPROVED | 2013-04-19 |
Branch Locations
1111 Prospect Street, La Jolla, CA 92037 • United States
Jackson, WY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | La Jolla | CA | 04/2013 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*424970 - Honoring Our Veterans; Investment related - No; Jackson, Wyoming; Charitable; Board Member, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 02/2021; During business hours: 1; After business hours: 4; Investment Decisions/Advice, Other
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-02 |
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