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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-10-09 |
| TX | RA | APPROVED_RES | 2024-10-01 |
Branch Locations
9300 Shelbyville Rd Ste 1305, Louisville, KY 40222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Kentucky Securities Corporation | Louisville | KY | 11/2005 | 09/2024 |
| Lpl Financial | Louisville | KY | 09/2024 | Present |
1) 06/26/2024 - Fenwick Financial Group New DBA - DBA for LPL Business (entity for LPL business) - Investment Related - 160 hrs/mth - at reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-26 |
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