Daniel Lowell Obrien

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Glastonbury, CT
• 01/2010 → Present
  Bank Of America, Na
  Watertown, CT

Previous Registrations

• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Glastonbury, CT
  Hartford, CT
  Hartford, CT
• 2004-08-06 → 2004-10-20
  Quick & Reilly, Inc.
  Hartford, CT

Other Businesses

I*73288 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FLOYD O'BRIEN MEMORIAL SCHOLARSHIP INVESTMENT RELATED: Y ADDRESS OF BUSINESS: WATERTOWN, CONNECTICUT 6795 NATURE OF BUSINESS: OTHER,SCHOLARSHIP FUND POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 12/1/1994 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PAY SINGLE ANNUAL SCHOLARSHIP TO GRADUATING SENIOR FROM ROCKVILLE HIGH SCHOOL GOLF TEAM THAT ENROLLS IN COLLEGE. MY ROLE IS INVESTMENT ADVISOR AND TO PROCESS SCHOLARSHIP AWARD. I*108312 For profit or not for profit: For-Profit Organization Name of outside business organization: Harbor Hills Property LLC Investment related: Y Address of business: Ellington, Connecticut 6029 Nature of business: LLC, Position, title, association: Officer, Start date of relationship: 2/27/2006 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: HHP LLC is a Family LLC that now holds one Real Estate property and some investment assets at Fidelity. The Fidelity account will transfer to ML Edge SD. I am President of the 5 member entity with 4 siblings but NOT an Auth Person @ Fidelity.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-20
• S63 Uniform Securities Agent State Law Examination
  1986-10-22