Best Investors
Account
Sign in
7979 Ivanhoe Ave. Ste 420, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-04-05 |
Branch Locations
7979 Ivanhoe Ave. Ste 420, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | La Jolla | CA | 12/1995 | Present |
| Hamilton & Associates | La Jolla | CA | 04/2009 | Present |
1. 2/9/2009: HAMILTON & ASSOCIATES - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Time Spent 5% - Tax Preparation Services. 2. 4/13/2010: HAMILTON & ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 5%. 3. 4/13/2010: HAMILTON & ASSOCIATES - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 5% - Sell term and universal life insurance, group and individual disability insurance. 4. 3/18/2011: Hamilton and Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 5. 10/26/2011 - Hamilton and Associates - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Time Spent 0% 6. 8/7/2012: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 2% - Life and Disability Insurance Sales. 7. 1/4/2016: Hamilton and Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Investment Advisor Representative - Started 11/20/16 - 160 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Hamilton and Associates, an independent investment advisor firm. I started this business activity in 11/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 6/22/2021 - No Business Name - Investment Related - WHATABURGER UNIT #762, 2545 NORTHEAST Firewheel PARKWAY, GARLAND, TX 75040 - Real Estate Rental - Start Date: 1/29/2021 - 1 Hours Per Month/0 Hours During Securities Trading. 9. 10/03/2023 - Hamilton Manor And Associates - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 50 Hours Per Month/ During Trading 10. 01/23/2024 - Hamilton, Manor and Associates - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 50 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-11-17 |
Reach out to this advisor