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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Financial For Lutherans | Appleton | WI | 07/2002 | Present |
| Thrivent Investment Management Inc | Spring | TX | 07/2002 | Present |
WINDY ROCK RANCH POSITION: Co Manager NATURE: My wife and I created an LLC to place some ranch land that we purchased in to. The reasoning was to protect us from personal liability if someone went on property without our knowledge and got hurt.The property is for our personal and recreational use. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 06/07/2022 ADDRESS: 23011 Northoak Forest ln, Spring TX 77389, United States DESCRIPTION: Managing the property to maintain for our families personal use NORTHAMPTON MUNICIPAL UTILITY DISTRICT DISTRICT POSITION: Board Member / Treasurer NATURE: Municipal Utility District that oversees water, sewer and parks (pools and tennis courts) within the subdivision I live in. INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 6012 A Root Rd, Spring TX 77389, United States DESCRIPTION: My duties will be to serve on the board as an active member in dealing with the MUD and its service providers, voting on approval or disapproval of projects and annexation of property for service by the MUD. The board meets every 1st and 3rd Monday of the month evening every month to handle their affairs. Treasurer is title only as all bookkeeping is done by the board's bookkeeper who reports to the board and then any decision is approved or denied by the board. Votes are cast by homeowners in the district. I do have signature authority as well as the rest of the board members for checks written and issued by our bookkeeper,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-04 |
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