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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-01-07
  • TX RA
    APPROVED
    Since 2004-01-07

Branch Locations

4405 Spring Cypress Rd, Spring, TX 77388 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Spring TX 07/2002 Present
Other Businesses

WINDY ROCK RANCH POSITION: Co Manager NATURE: My wife and I created an LLC to place some ranch land that we purchased in to. The reasoning was to protect us from personal liability if someone went on property without our knowledge and got hurt.The property is for our personal and recreational use. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 06/07/2022 ADDRESS: 23011 Northoak Forest ln, Spring TX 77389, United States DESCRIPTION: Managing the property to maintain for our families personal use NORTHAMPTON MUNICIPAL UTILITY DISTRICT DISTRICT POSITION: Board Member / Treasurer NATURE: Municipal Utility District that oversees water, sewer and parks (pools and tennis courts) within the subdivision I live in. INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 6012 A Root Rd, Spring TX 77389, United States DESCRIPTION: My duties will be to serve on the board as an active member in dealing with the MUD and its service providers, voting on approval or disapproval of projects and annexation of property for service by the MUD. The board meets every 1st and 3rd Monday of the month evening every month to handle their affairs. Treasurer is title only as all bookkeeping is done by the board's bookkeeper who reports to the board and then any decision is approved or denied by the board. Votes are cast by homeowners in the district. I do have signature authority as well as the rest of the board members for checks written and issued by our bookkeeper,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-13
S63 Uniform Securities Agent State Law Examination 1987-09-04
  • S65 Uniform Investment Adviser Law Examination
    1999-10-13
  • S63 Uniform Securities Agent State Law Examination
    1987-09-04

View on SEC IAPD

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