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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-03-01 |
Branch Locations
17010 Seven Pines Drive Suite 100, Spring, TX 77379 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Securities Alliance, Inc | Tomball | TX | 01/2006 | Present |
| Kevin Cascarelli Insurance Sales | Tomball | TX | 01/2006 | Present |
| Osaic Wealth, Inc. | Houston | TX | 03/2007 | Present |
1. RELIGIOUS MINISTER - KEVIN L. CASCARELLI POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/20/2013 ADDRESS: Prince of Peace Catholic Community, 19222 Tomball Parkway, Houston TX 77070, United States DESCRIPTION: I am a Permanent Diaconate in the Catholic Church. I serve at Prince of Peace Catholic Parish. My current duties include: presiding and assisting at funeral vigils and funerals; assisting at weddings and baptisms. I do not ask for compensation, but I may receive a monetary gift. I also serve as a volunteer Chaplain at a local hospital. 2. KEVIN CASCARELLI POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2007 ADDRESS: 17010 Seven Pines Drive, Suite 100, Spring TX 77379, United States DESCRIPTION: Sell term life insurance and other fixed insurance products approved by the broker/dealer with commissions paid through the firm.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-23 |
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