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Kevin Louis Cascarelli

Osaic Wealth, Inc.

Tomball, TX

Spring, TX

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-03-01
  • TX RA
    APPROVED
    Since 2007-03-01

Branch Locations

Tomball, TX • United States

17010 Seven Pines Drive Suite 100, Spring, TX 77379 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Securities Alliance, Inc Tomball TX 01/2006 Present
Kevin Cascarelli Insurance Sales Tomball TX 01/2006 Present
Osaic Wealth, Inc. Houston TX 03/2007 Present
  • 01/2006 → Present
    United Securities Alliance, Inc
    Tomball, TX
  • 01/2006 → Present
    Kevin Cascarelli Insurance Sales
    Tomball, TX
  • 03/2007 → Present
    Houston, TX
Previous Registrations
  • 2008-01-01 → 2010-12-31
    United Securities Alliance, Inc.
    Englewood, CO
    Greenwood Village, CO
  • 2007-04-27 → 2007-12-31
    United Securities Alliance, Inc.
    Englewood, CO
  • 2006-01-10 → 2007-03-01
    United Securities Alliance, Inc.
    Tomball, TX
    Houston, TX
  • 2005-12-05 → 2006-01-06
    Amegy Investments, Inc.
    Houston, TX
    Houston, TX
    Houston, TX
Other Businesses

1. RELIGIOUS MINISTER - KEVIN L. CASCARELLI POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/20/2013 ADDRESS: Prince of Peace Catholic Community, 19222 Tomball Parkway, Houston TX 77070, United States DESCRIPTION: I am a Permanent Diaconate in the Catholic Church. I serve at Prince of Peace Catholic Parish. My current duties include: presiding and assisting at funeral vigils and funerals; assisting at weddings and baptisms. I do not ask for compensation, but I may receive a monetary gift. I also serve as a volunteer Chaplain at a local hospital. 2. KEVIN CASCARELLI POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2007 ADDRESS: 17010 Seven Pines Drive, Suite 100, Spring TX 77379, United States DESCRIPTION: Sell term life insurance and other fixed insurance products approved by the broker/dealer with commissions paid through the firm.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-03
S63 Uniform Securities Agent State Law Examination 1992-03-23
  • S65 Uniform Investment Adviser Law Examination
    2005-12-03
  • S63 Uniform Securities Agent State Law Examination
    1992-03-23

View on SEC IAPD

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