Kevin Louis Cascarelli

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → Present
  United Securities Alliance, Inc
  Tomball, TX
• 01/2006 → Present
  Kevin Cascarelli Insurance Sales
  Tomball, TX
• 03/2007 → Present
  Osaic Wealth, Inc.
  Houston, TX

Previous Registrations

• 2008-01-01 → 2010-12-31
  United Securities Alliance, Inc.
  Englewood, CO
  Greenwood Village, CO
• 2007-04-27 → 2007-12-31
  United Securities Alliance, Inc.
  Englewood, CO
• 2006-01-10 → 2007-03-01
  United Securities Alliance, Inc.
  Tomball, TX
  Houston, TX
• 2005-12-05 → 2006-01-06
  Amegy Investments, Inc.
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

1. RELIGIOUS MINISTER - KEVIN L. CASCARELLI POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/20/2013 ADDRESS: Prince of Peace Catholic Community, 19222 Tomball Parkway, Houston TX 77070, United States DESCRIPTION: I am a Permanent Diaconate in the Catholic Church. I serve at Prince of Peace Catholic Parish. My current duties include: presiding and assisting at funeral vigils and funerals; assisting at weddings and baptisms. I do not ask for compensation, but I may receive a monetary gift. I also serve as a volunteer Chaplain at a local hospital. 2. KEVIN CASCARELLI POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2007 ADDRESS: 17010 Seven Pines Drive, Suite 100, Spring TX 77379, United States DESCRIPTION: Sell term life insurance and other fixed insurance products approved by the broker/dealer with commissions paid through the firm.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-12-03
• S63 Uniform Securities Agent State Law Examination
  1992-03-23