Lazaro Rodriguez

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-08-06

TX RA
APPROVED

Since 2014-08-06

Branch Locations

7412 Louetta Rd Suite 3134, Klein, TX 77379 • United States

4165 Fm 1960 W., Houston, TX 77068 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank	Houston	TX	09/2008	Present
J.P. Morgan Securities Llc	Houston	TX	10/2012	Present

09/2008 → Present

Jpmorgan Chase Bank

Houston, TX
10/2012 → Present

J.P. Morgan Securities Llc

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-07-31
S63	Uniform Securities Agent State Law Examination	2011-08-22

S66 Uniform Combined State Law Examination

2014-07-31
S63 Uniform Securities Agent State Law Examination

2011-08-22

Other Names

Lazaro Rodriguez
Lazaro Rodriguez

View on SEC IAPD

Current Employers

J.P. Morgan Securities Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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