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Andres Valdez

Wells Fargo Clearing Services, LLC

Spring, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-09
  • TX RA
    APPROVED
    Since 2024-12-09

Branch Locations

7344 Louetta Rd, Spring, TX 77379 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Houston TX 04/2021 10/2022
Charles Schwab Bank Ssb Houston TX 04/2021 10/2022
Region Bank Spring TX 10/2020 03/2021
Verizon Wireless Houston TX 02/2019 10/2020
Forth & Nomad Houston TX 08/2018 02/2019
Best Buy Humble TX 09/2016 09/2018
Fidelity Investments Houston TX 10/2022 12/2024
Cole Rehabilitation Humble TX 08/2015 09/2016
Wells Fargo Clearing Services, Llc Houston TX 12/2024 Present
  • 04/2021 → 10/2022
    Charles Schwab & Co., Inc.
    Houston, TX
  • 04/2021 → 10/2022
    Charles Schwab Bank Ssb
    Houston, TX
  • 10/2020 → 03/2021
    Region Bank
    Spring, TX
  • 02/2019 → 10/2020
    Verizon Wireless
    Houston, TX
  • 08/2018 → 02/2019
    Forth & Nomad
    Houston, TX
  • 09/2016 → 09/2018
    Best Buy
    Humble, TX
  • 10/2022 → 12/2024
    Fidelity Investments
    Houston, TX
  • 08/2015 → 09/2016
    Cole Rehabilitation
    Humble, TX
  • 12/2024 → Present
    Wells Fargo Clearing Services, Llc
    Houston, TX
Previous Registrations
  • 2024-04-12 → 2024-11-22
    Fidelity Personal And Workplace Advisors
    Houston, TX
Other Businesses

VF5 Holdings; INV Related; Humble, TX; Hold Rental properties; 20% Owner; Start date 04/18/2018; 1 hour per month; 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-10
S63 Uniform Securities Agent State Law Examination 2022-12-09
  • S66 Uniform Combined State Law Examination
    2024-04-10
  • S63 Uniform Securities Agent State Law Examination
    2022-12-09
Other Names
  • Andres E Valdez
  • Andres Eli Valdez

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
EDWARD JONES
LPL FINANCIAL LLC
ALLSTATE FINANCIAL ADVISORS, LLC
STIFEL INDEPENDENT ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

KAY ALLISEN KELLEY
MIGUEL RAFAEL VALDEZ
ALEJANDRO VALDEZ
Lazaro Rodriguez
JEFFREY MICHAEL KOSTA
RANDAL ALLEN REEVES
KEVIN LOUIS CASCARELLI
TED MAITLAND LUKEMAN

Other Offices

J.P. MORGAN SECURITIES LLC · KLEIN, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Spring, TX
OSAIC WEALTH, INC. · SPRING, TX
EDWARD JONES · SPRING, TX
LPL FINANCIAL LLC · SPRING, TX
J.P. MORGAN SECURITIES LLC · SPRING, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX
EDWARD JONES · SPRING, TX

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