Miguel Rafael Valdez

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 04/2024
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 04/2024 → Present
  Wells Fargo Clearing Services, Llc
  The Woodlands, TX
• 07/2010 → 04/2024
  Fidelity Investments
  Houston, TX

Previous Registrations

• 2018-07-13 → 2024-05-09
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2011-04-25 → 2018-07-13
  Strategic Advisers Llc
  The Woodlands, TX
• 2010-01-13 → 2010-06-21
  Northwestern Mutual Investment Services, Llc
  Houston, TX
• 2006-09-15 → 2009-03-30
  Stanford Group Company
  Houston, TX
• 1999-03-01 → 2006-09-19
  Chase Investment Services Corp.
  Houston, TX
  Houston, TX

Other Businesses

VF5 HOLDING LLC, INV RELATED, HUMBLE, TX, 20% OWNERSHIP, START 4/18/18, 5 HRS PER MONTH, 0 HRS DURING TRADING, REAL ESTATE HOLDING; SHALLOW CREEK RANCH LLC, INV RELATED, 34% OWNERSHIP, START 2/25/21, 0 HRS PER MONTH/TRADING, RAW LAND OWNERSHIP;

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-31
• S63 Uniform Securities Agent State Law Examination
  1998-12-21

Other Names

• Miguel Rafael Valder
• Miguel Rafael Valdez
• Miguel Rafael Valdez