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Kay Allisen Kelley

Wells Fargo Clearing Services, LLC

Spring, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-25
  • TX RA
    APPROVED
    Since 2025-07-25

Branch Locations

7344 Louetta Rd, Spring, TX 77379 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Service, Llc Houston TX 09/2022 Present
Wells Fargo Bank, Na Houston TX 08/2018 Present
Chase Bank Houston TX 07/2016 07/2018
  • 09/2022 → Present
    Wells Fargo Clearing Service, Llc
    Houston, TX
  • 08/2018 → Present
    Wells Fargo Bank, Na
    Houston, TX
  • 07/2016 → 07/2018
    Chase Bank
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-25
S63 Uniform Securities Agent State Law Examination 2023-01-19
  • S65 Uniform Investment Adviser Law Examination
    2025-07-25
  • S63 Uniform Securities Agent State Law Examination
    2023-01-19
Other Names
  • Kay Hafford
  • Kay Kelley

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SPRING, TX
J.P. MORGAN SECURITIES LLC · KLEIN, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Spring, TX
OSAIC WEALTH, INC. · SPRING, TX
EDWARD JONES · SPRING, TX
LPL FINANCIAL LLC · SPRING, TX
J.P. MORGAN SECURITIES LLC · SPRING, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

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