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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-12 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
222 E. Carrillo St., Suite 106, Santa Barbara, CA 93101 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Beverly Hills | CA | 03/1990 | Present |
1) NAME OF OTHER BUSINESS: Big Johnny's Motorcars / INVESTMENT RELATED?: YES / ADDRESS: 476 lambert rd. Carpinteria, CA 93013 / NATURE OF THE BUSINESS: Car sales / POSITION: Proprietor / owner / DUTIES: Buy Sell rent vintage cars / START DATE: 12/15/2020 / HOURS DEVOTED TO BUSINESS: N/A 2) 2284 Golden Gate Ave,Summerland,California 93067/ investment related?: yes/ home ownership/Partner/owner/start date 11/30/2020/time reqd during working hours?: no 3) Malavia Farms1715 e.Valley roadsanta Barbara ca. 93108/ Principal Business Activity- Horse Training/Ownership/ Duty -No duties or Responsibilities/ Role President/ Compensation - No.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-07-30 |
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