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Robert Ernest Velardi

Osaic Institutions, Inc.

Hamden, CT

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2013-12-18
  • CT RA
    APPROVED
    Since 2013-12-18

Branch Locations

2989 Whitney Ave, Hamden, CT 06518 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 12/2013 Present
  • 12/2013 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2010-04-06 → 2013-12-26
    Osaic Fa, Inc.
    Glastonbury, CT
    North Haven, CT
  • 2009-11-17 → 2010-03-05
    Td Wealth Management Services Inc.
    North Haven, CT
    Hamden, CT
  • 2007-05-30 → 2009-11-17
    Cetera Investment Services Llc
    North Haven, CT
    Hamden, CT
Other Businesses

1.) ION Bank. Yes, investment related. VP, ION bank. Started Nov 2019. Financial Advisor. Approx 40 hours per week.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-08-09
S65 Uniform Investment Adviser Law Examination 2007-05-18
  • S63 Uniform Securities Agent State Law Examination
    2018-08-09
  • S65 Uniform Investment Adviser Law Examination
    2007-05-18

View on SEC IAPD

Other Firms

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
LPL FINANCIAL LLC
MML INVESTORS SERVICES, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BENJAMIN F. EDWARDS & COMPANY, INC.
TD PRIVATE CLIENT WEALTH LLC
PFS INVESTMENTS INC.
OSAIC WEALTH, INC.

Other Investors

RONAN PHEONIX DUGGAN
CRAIG WILLIAM MASSICOTTE
Leslie Saye Busch
Mary Dyer Landsfield
Denise Annemarie Crispino
RALPH WAYNE ROMANELLO
SHARI Jeanne RAHMLOW
Thornton Joseph Fay

Other Offices

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · HAMDEN, CT
LPL FINANCIAL LLC · HAMDEN, CT
LPL FINANCIAL LLC · HAMDEN, CT
MML INVESTORS SERVICES, LLC · HAMDEN, CT
MML INVESTORS SERVICES, LLC · Hamden, CT
STIFEL, NICOLAUS & COMPANY, INCORPORATED · HAMDEN, CT
BENJAMIN F. EDWARDS & COMPANY, INC. · HAMDEN, CT
LPL FINANCIAL LLC · HAMDEN, CT

More in Hamden, CT

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