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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-03-25 |
Branch Locations
One Hamden Center 2319 Whitney Avenue, Suite 6A, Hamden, CT 06518 • United States
North Branford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Stamford | CT | 01/2007 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Stamford | CT | 01/2007 | Present |
BASKETBALL OFFICIATING POSITION: Basketball Official NATURE: Sports officiating (basketball) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2021 ADDRESS: Home Address, North Branford CT 06471, United States DESCRIPTION: Sports officiating (basketball)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-24 |
| S65 | Uniform Investment Adviser Law Examination | 2013-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-26 |
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