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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-09-04 |
| CT | RA | APPROVED | 2023-11-17 |
Branch Locations
One Hamden Center 2319 Whitney Avenue, Suite 6A, Hamden, CT 06518 • United States
Milford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Co | Shelton | CT | 08/2018 | 10/2023 |
| Mml Investors Services, Llc | Shelton | CT | 02/2018 | 10/2023 |
| Skymira, Llc | Milford | CT | 07/2010 | 01/2018 |
| Barnum Financial Group (Massmutual) | Shelton | CT | 02/2018 | 10/2023 |
| Tiaa | Hamden | CT | 10/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Hamden | CT | 10/2023 | Present |
(1) Name: Skymira, LLC Position: Co-Founder Nature: Software and radio technology Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 11/02/1998 Address: 167 Cherry Street, Suite 430, Milford CT 06460, United States Description: Silent Partner (2) Name: University of New Haven-Pompea College of Business Position: Board Member Nature: Board Member on the Pompea College of Business Advisory Board Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 01/02/2019 Address: 584 Derby Milford Road, Orange CT 06477, United States Description: Improvements to College of Business offerings
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-14 |
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