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Denise Annemarie Crispino

Tiaa-Cref Individual & Institutional Services, LLC

Hamden, CT

Milford, CT

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-01-27
  • CT RA
    APPROVED
    Since 2023-01-27

Branch Locations

One Hamden Center 2319 Whitney Avenue, Suite 6A, Hamden, CT 06518 • United States

Milford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fairfield CT 07/2011 04/2021
Bank Of America, N.A. Fairfield CT 07/2011 04/2021
Tiaa-Cref Individual & Institutional Services, Llc Hamden CT 01/2023 Present
Tiaa Hamden CT 01/2023 Present
Unemployed Milford CT 04/2021 01/2023
Previous Registrations
  • 2011-08-13 → 2021-05-03
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New Haven, CT
    Fairfield, CT
    New York, NY
    Fairfield, CT
    Ridgefield, CT
    Fairfield, CT
    Stratford, CT
    Fairfield, CT
    Fairfield, CT
    Southbury, CT
    Fairfield, CT
    Stratford, CT
    Fairfield, CT
  • 2010-03-30 → 2011-07-19
    Chase Investment Services Corp.
    Milford, CT
    Orange, CT
    Milford, CT
  • 2009-06-02 → 2010-03-19
    Citizens Securities, Inc.
    Milford, CT
    Orange, CT
    New Haven, CT
    Woodbridge, CT
  • 2004-10-20 → 2009-05-20
    Banc Of America Investment Services, Inc.
    Branford, CT
    Orange, CT
    Orange, CT
    Milford, CT
    Milford, CT
    Milford, CT
    East Haven, CT
    West Haven, CT
    Orange, CT
  • 2004-07-23 → 2004-10-20
    Quick & Reilly, Inc.
    Orange, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-22
S63 Uniform Securities Agent State Law Examination 1992-07-06
  • S65 Uniform Investment Adviser Law Examination
    2004-07-22
  • S63 Uniform Securities Agent State Law Examination
    1992-07-06
Other Names
  • Denise Annemarie Crispino
  • Denise Annemarie Bernard
  • Denise Bernard
  • Denise Bernard Crispino
  • Denise Crispino
  • Denise A Crispino
  • Denise B Crispino

View on SEC IAPD

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