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Shari Jeanne Rahmlow

Tiaa-Cref Individual & Institutional Services, LLC

Hamden, CT

Stratford, CT

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-29
  • CT RA
    APPROVED
    Since 2023-06-29

Branch Locations

One Hamden Center 2319 Whitney Avenue, Suite 6A, Hamden, CT 06518 • United States

Stratford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 05/2012 06/2023
Tiaa Hamden CT 06/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Hamden CT 06/2023 Present
Previous Registrations
  • 2012-05-24 → 2023-06-27
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Westport, CT
    Wesport, CT
    New Canaan, CT
    Wilton, CT
    Westport, CT
    Cranford, NJ
    Stamford, CT
    Stamford, CT
    Darien, CT
    Darien, CT
    Norwalk, CT
    Fairfield, CT
    New Canaan, CT
    New Canaan, CT
    New Canaan, CT
    Fairfield, CT
    Wilton, CT
    Fairfield, CT
    New Haven, CT
    New Haven, CT
    New Haven, CT
    New Haven, CT
    New Haven, CT
    New Haven, CT
    New Haven, CT
    New Haven, CT
    Stamford, CT
    New Haven, CT
  • 2009-12-04 → 2012-04-26
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Fairfield, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-03
S63 Uniform Securities Agent State Law Examination 2002-05-17
  • S66 Uniform Combined State Law Examination
    2009-12-03
  • S63 Uniform Securities Agent State Law Examination
    2002-05-17
Other Names
  • Shari Jeanne Rahmlow
  • Shari J Rahmlow

View on SEC IAPD

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