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Leslie Saye Busch

Tiaa-Cref Individual & Institutional Services, LLC

Hamden, CT

Trumbull, CT

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-02-02
  • CT RA
    APPROVED
    Since 2018-02-02

Branch Locations

One Hamden Center 2319 Whitney Avenue, Suite 6A, Hamden, CT 06518 • United States

Trumbull, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Milford CT 06/2016 09/2016
Waddell & Reed, Inc Hamden CT 09/2016 01/2018
Various Insurance Carriers For W&R Insurance Agencies Milford CT 01/2017 01/2018
Boys & Girls Club Of Milford Milford CT 05/2017 02/2020
Bni Bridgeport Chapter Windsor Locks CT 07/2017 01/2018
Tiaa Hamden CT 01/2018 Present
Tiaa-Cref Individual & Institutional Services, Llc Hamden CT 01/2018 Present
  • 06/2016 → 09/2016
    Unemployed
    Milford, CT
  • 09/2016 → 01/2018
    Waddell & Reed, Inc
    Hamden, CT
  • 01/2017 → 01/2018
    Various Insurance Carriers For W&R Insurance Agencies
    Milford, CT
  • 05/2017 → 02/2020
    Boys & Girls Club Of Milford
    Milford, CT
  • 07/2017 → 01/2018
    Bni Bridgeport Chapter
    Windsor Locks, CT
  • 01/2018 → Present
    Tiaa
    Hamden, CT
  • 01/2018 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Hamden, CT
Previous Registrations
  • 2016-11-10 → 2018-01-29
    Waddell & Reed
    Hamden, CT
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-10
  • S66 Uniform Combined State Law Examination
    2016-11-10

View on SEC IAPD

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