Leslie Saye Busch

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2018-02-02

Branch Locations

Trumbull, CT • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Unemployed	Milford	CT	06/2016	09/2016
Waddell & Reed, Inc	Hamden	CT	09/2016	01/2018
Various Insurance Carriers For W&R Insurance Agencies	Milford	CT	01/2017	01/2018
Boys & Girls Club Of Milford	Milford	CT	05/2017	02/2020
Bni Bridgeport Chapter	Windsor Locks	CT	07/2017	01/2018
Tiaa	Hamden	CT	01/2018	Present
Tiaa-Cref Individual & Institutional Services, Llc	Hamden	CT	01/2018	Present

06/2016 → 09/2016

Unemployed

Milford, CT
09/2016 → 01/2018

Waddell & Reed, Inc

Hamden, CT
01/2017 → 01/2018

Various Insurance Carriers For W&R Insurance Agencies

Milford, CT
05/2017 → 02/2020

Boys & Girls Club Of Milford

Milford, CT
07/2017 → 01/2018

Bni Bridgeport Chapter

Windsor Locks, CT
01/2018 → Present

Tiaa

Hamden, CT
01/2018 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Hamden, CT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-10

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