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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-06 |
| IL | RA | APPROVED | 2017-11-02 |
Branch Locations
3201 W White Oaks Drive Suite 102, Springfield, IL 62704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 11/2017 |
| Stifel Nicolaus & Co Inc | Springfield | IL | 11/2017 | Present |
1. Henry and Thomas Enno ttee Dolores Enno Trust; 40 Long Bay Springfield IL 62712; Farm; manage small family farm; trustee with my brother; 09/21/2016; 1.00 Hour(s) Per Week; not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-26 |
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