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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-05
  • IL RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

227 South Seventh Street, Springfield, IL 62701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eck, Schafer & Punke, Llp Springfield IL 12/2006 Present
1St Global Capital Corp. Springfield IL 10/2009 10/2019
1St Global Advisors, Inc. Springfield IL 10/2009 10/2019
University Of Illinois Springfield IL 01/2011 Present
College Of Financial Planning Springfield IL 08/2012 Present
Avantax Insurance Agency Llc Springfield IL 07/2014 09/2025
Avantax Advisory Services Springfield IL 10/2019 09/2025
Avantax Investment Services, Inc. Springfield IL 10/2019 09/2025
Cetera Wealth Services, Llc Springfield IL 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 12/2006 → Present
    Eck, Schafer & Punke, Llp
    Springfield, IL
  • 10/2009 → 10/2019
    1St Global Capital Corp.
    Springfield, IL
  • 10/2009 → 10/2019
    1St Global Advisors, Inc.
    Springfield, IL
  • 01/2011 → Present
    University Of Illinois
    Springfield, IL
  • 08/2012 → Present
    College Of Financial Planning
    Springfield, IL
  • 07/2014 → 09/2025
    Avantax Insurance Agency Llc
    Springfield, IL
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Springfield, IL
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Springfield, IL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Springfield, IL
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Springfield, IL
  • 2010-02-15 → 2019-10-25
    1St Global Advisors Inc
    Springfield, IL
    Springfield, IL
Other Businesses

1) HOPE EVANGELICAL FREE CHURCH/INTERNATIONAL RESCUE COMMITTEE POSITION: authorized signer NATURE: providing support to refugees INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2023 ADDRESS: 3000 lenhardt road, Springfield IL 62711, United States DESCRIPTION: sign checksdual control for payments 2) ESP WEALTH MANAGEMENT, LLC; WEALTH MANAGEMENT ASSISTANT; FINANCIAL SERVICES; IR; 2; 03/01/2009; ; 3) ECK, SCHAFER & PUNKE, LLP; ADMINISTRATIVE ASSISTANT; ; IR; ; 12/01/2006; ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-12
  • S66 Uniform Combined State Law Examination
    2010-02-12
Designations
Other Names
  • Heather Joyce Yokley

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