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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
227 South Seventh Street, Springfield, IL 62701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eck, Schafer & Punke, Llp | Springfield | IL | 12/2006 | Present |
| 1St Global Capital Corp. | Springfield | IL | 10/2009 | 10/2019 |
| 1St Global Advisors, Inc. | Springfield | IL | 10/2009 | 10/2019 |
| University Of Illinois | Springfield | IL | 01/2011 | Present |
| College Of Financial Planning | Springfield | IL | 08/2012 | Present |
| Avantax Insurance Agency Llc | Springfield | IL | 07/2014 | 09/2025 |
| Avantax Advisory Services | Springfield | IL | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Springfield | IL | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Springfield | IL | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) HOPE EVANGELICAL FREE CHURCH/INTERNATIONAL RESCUE COMMITTEE POSITION: authorized signer NATURE: providing support to refugees INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2023 ADDRESS: 3000 lenhardt road, Springfield IL 62711, United States DESCRIPTION: sign checksdual control for payments 2) ESP WEALTH MANAGEMENT, LLC; WEALTH MANAGEMENT ASSISTANT; FINANCIAL SERVICES; IR; 2; 03/01/2009; ; 3) ECK, SCHAFER & PUNKE, LLP; ADMINISTRATIVE ASSISTANT; ; IR; ; 12/01/2006; ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-12 |
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