Inactive

David Michael Gundy

Advanced Trader Investment Advisors, LLC.

Springfield, IL

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Current Employers

Advanced Trader Investment Advisors, Llc.

319 E. Madison Suite 4G, Springfield, IL 62701 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2013-02-04

IL RA
APPROVED

Since 2013-02-04

Branch Locations

319 E. Madison Suite 4G, Springfield, IL 62701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Atia Wealth Management Group	Springfield	IL	01/2013	03/2023
Atia Wealth Management Group	Springfield	IL	03/2023	Present

01/2013 → 03/2023

Atia Wealth Management Group

Springfield, IL
03/2023 → Present

Atia Wealth Management Group

Springfield, IL

Previous Registrations

2013-02-04 → 2020-12-31

Advanced Trader Investment Advisors, Llc.

Springfield, IL
2013-02-04 → 2017-12-31

Advanced Trader Investment Advisors, Llc.

Springfield, IL
2010-03-11 → 2012-11-15

Valic Financial Advisors, Inc.

Peoria, IL

Chicago, IL
2009-07-27 → 2010-01-11

Midwestern Securities Trading Company, Llc

Princeville, IL

Peoria, IL
2004-07-07 → 2009-07-30

Valic Financial Advisors, Inc.

Peoria, IL

Peoria, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-07-06
S63	Uniform Securities Agent State Law Examination	2000-07-10

S66 Uniform Combined State Law Examination

2004-07-06
S63 Uniform Securities Agent State Law Examination

2000-07-10

View on SEC IAPD

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