Kevan Alan Stapleton

Current Employers

Employment History

• 05/2007 → Present
  Eck, Schafer & Punke, Llp
  Springfield, IL
• 11/2017 → 10/2019
  1St Global Capitol Corp.
  Springfield, IL
• 11/2017 → 10/2019
  1St Global Advisors, Inc.
  Springfield, IL
• 07/2018 → 09/2025
  Avantax Insurance Services, Inc.
  Springfield, IL
• 10/2019 → 09/2025
  Avantax Advisory Services
  Springfield, IL
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Springfield, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Springfield, IL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Springfield, IL
• 2017-11-29 → 2019-10-25
  1St Global Advisors Inc
  Springfield, IL

Other Businesses

1) ESP WEALTH MANAGEMENT, LLC POSITION: Referring Financial Advisor NATURE: Assist clients with wealth management needs INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2017 ADDRESS: 227 South Seventh Street, Springfield IL 62701, United States DESCRIPTION: Answer questions related to wealth management 2) OLD CAPITOL BLUES & BBQ, LLC POSITION: LLC Member NATURE: Operate a street festival featuring blues bands and bbq vendors INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2016 ADDRESS: 2208 Chatham Road, Springfield IL 62704, United States DESCRIPTION: Sale of tickets during the 2-day event and maintenance of accounting records for the entity 3) ECK, SCHAFER & PUNKE, LLP POSITION: Partner NATURE: Accounting & Tax Firm associated with Wealth Management Firm INVESTMENT RELATED: No NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2022 ADDRESS: 227 South Seventh Street, Springfield IL 62701, United States DESCRIPTION: Partner 4) ESP PROPERTIES II LLC POSITION: LLC Member NATURE: Entity owns the first floor of the two-story office building occupied by Eck, Schafer & Punke, LLP (accounting firm). Once build-out is complete, the accounting firm will expand its operations to the first floor. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/18/2024 ADDRESS: 227 South Seventh Street, Springfield IL 62701, United States DESCRIPTION: Property management

Exams

• S66 Uniform Combined State Law Examination
  2017-11-29

Other Names

• Keva Stapleton