Bradley J. Punke

Current Employers

Employment History

• 11/1994 → Present
  Eck, Schafer & Punke, Llp
  Springfield, IL
• 09/1998 → Present
  Wealth Management Services, Llc
  Springfield, IL
• 12/2008 → 10/2019
  1St Global Capital Corp.
  Springfield, IL
• 12/2008 → 10/2019
  1St Global Advisors, Inc.
  Springfield, IL
• 11/2010 → 09/2025
  Avantax Insurance Services, Inc.
  Springfield, IL
• 10/2019 → 09/2025
  Avantax Advisory Services
  Springfield, TX
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Springfield, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Springfield, IL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Springfield, IL
• 2008-12-17 → 2019-10-25
  1St Global Advisors Inc
  Springfield, IL
  Springfield, IL
• 1999-08-31 → 2009-03-04
  Wealth Management Services,Llc
  Springfield, IL
  Springfield, IL
• 1999-08-31 → 2002-12-31
  Wealth Management Services,Llc
  Springfield, IL

Other Businesses

1) ESP PROPERTIES, LLC; MEMBER; RENTAL REAL ESTATE; IR; HRS 0; HRS 0; 09/01/2014; Springfield IL; MEMBER OF LLC. 2) ESP WEALTH MANAGEMENT, LLC (FORMERLY ESP FINANCIAL SERVICES, LLC); MEMBER; FINANCIAL SERVICES; IR; HRS 20; HRS 1; 10/31/2007; Springfield IL; Provide financial services to clients. 3) ESP INVESTORS; MEMBER; INVESTMENT CLUB INVESTMENT; IR; HRS 0; HRS 0; 08/01/2009; Springfield IL; NO DUTIES. 4) JIM AND TRACY ORR IRREVOCABLE TRUST; Independent Person; Irrevocable Life insurance trust. Assist Trustee with the administration of the Trust.A copy of the Trust agreement has been sent to compliance at Avantax; NIR; HRS 0; HRS 0; 06/01/2022; Springfield IL; Irrevocable Life insurance trust Assist Trustee with the administration of the Trust. A copy of the Trust agreement has been sent to compliance at Avantax. 5) Stephen W. Baker Beneficiary GST Trust; Trust Protector; Power is limited to amend Trust, subject to unanimous decision with 2nd Trust Protector; NIR; HRS 0; HRS 0; 6/4/2022; Springfield IL; Power is limited to amend Trust, subject to unanimous decision with 2nd Trust Protector. 6) Stephen W. Baker SLAT; Trust Protector; Power is limited to amend Trust, subject to unanimous decision with 2nd Trust Protector; NIR; HRS 0; HRS 0; 6/4/2022; Springfield IL; Power is limited to amend Trust, subject to unanimous decision with 2nd Trust Protector. 7) ECK, SCHAFER & PUNKE, LLP POSITION: PARTNER NATURE: Eck, Schafer & Punke, LLP is the CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/01/1994 ADDRESS: 227 S 7th Street, Springfield IL 62701, United States DESCRIPTION: CPA firm partner. 8) ARLENE PUNKE ESTATE POSITION: Executor NATURE: Executor of estate for my Mother. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/15/2024 ADDRESS: 227 South Seventh Street, Springfield IL 62701, United States DESCRIPTION: Responsible for all financial and tax matters of the estate.

Exams

• S66 Uniform Combined State Law Examination
  2009-09-18
• S65 Uniform Investment Adviser Law Examination
  1999-08-20