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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-05 |
Branch Locations
227 South Seventh Street, Springfield, IL 62701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Springfield | IL | 01/2009 | 10/2019 |
| 1St Global Advisors, Inc. | Springfield | IL | 01/2009 | 10/2019 |
| Avantax Insurance Services | Springfield | IL | 01/2009 | 09/2025 |
| Avantax Advisory Services | Springfield | IL | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Springfield | IL | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Springfield | IL | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) ESP WEALTH MANAGEMENT, LLC (FORMALLY ESP FINANCIAL SERVICES, LLC) POSITION: Financial Advisor NATURE: FINANCIAL ADVISOR INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2009 ADDRESS: Springfield IL United States DESCRIPTION: Provide financial services to clients 2) RANDY LEE TAYLOR POSITION: OWNER NATURE: FARM INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 03/01/1993 ADDRESS: , Mason City IL , United States DESCRIPTION: Owner/operator
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-06 |
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