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Jerri Lynne Pratt

Morgan Stanley

Las Vegas, NV

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-09-28
NV RA APPROVED 2010-06-22
  • TX RA
    APPROVED_RES
    Since 2010-09-28
  • NV RA
    APPROVED
    Since 2010-06-22

Branch Locations

8548 Rozita Lee Avenue Suite 400, Las Vegas, NV 89113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Las Vegas NV 06/2010 Present
  • 06/2010 → Present
    Morgan Stanley Smith Barney
    Las Vegas, NV
Previous Registrations
  • 2009-10-23 → 2010-06-10
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Las Vegas, NV
  • 2006-09-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Las Vegas, NV
  • 2006-01-19 → 2006-09-01
    Banc Of America Investment Services, Inc.
    Las Vegas, NV
  • 2004-09-01 → 2005-11-01
    Morgan Stanley Dw Inc.
    Las Vegas, NV
  • 2003-07-01 → 2004-08-02
    Wells Fargo Clearing Services, Llc
    Las Vegas, NV
  • 2003-06-20 → 2003-07-01
    Prudential Equity Group, Llc
    Las Vegas, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-05
S63 Uniform Securities Agent State Law Examination 1988-10-14
  • S65 Uniform Investment Adviser Law Examination
    1995-08-05
  • S63 Uniform Securities Agent State Law Examination
    1988-10-14
Other Names
  • Jerri Lynne Pratt
  • Jerri Lynne Dial
  • Jerri Lynne Walden

View on SEC IAPD

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BETTER CAPITAL MANAGEMENT LLC
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Shane Lee Rogers
CLIFTON M YASUTOMI
Nicholas Paul Abbott
MICHAEL J COOK

Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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