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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-04-20
CA RA APPROVED 2006-03-16
  • TX RA
    APPROVED_RES
    Since 2010-04-20
  • CA RA
    APPROVED
    Since 2006-03-16

Branch Locations

7825 Fay Ave, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 La Jolla CA 02/2006 Present
  • 02/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    La Jolla, CA
Other Businesses

I*116841For profit or not for profit: For-Profit OrganizationName of outside business organization: Ascena Retail Group Inc.Investment related: NAddress of business:Mahwah, New Jersey 7430Nature of business: Corporation,Position, title, association: Part-Time, Start date of relationship: 8/22/2018Number of hours devoted: 45 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Ascena owns Ann Taylor and Loft, which are retail clothing stores.I will be applying for a part time position at both stores.I*1468270For profit or not for profit: Name of outside business organization: Target CorporationInvestment related: NAddress of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Part-time employee as a cashier. I was previously employed part-time for the past 4 years but, I quit in April 2023. I now need the additional income and need to re-apply.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-12
S63 Uniform Securities Agent State Law Examination 1997-12-23
  • S65 Uniform Investment Adviser Law Examination
    2004-07-12
  • S63 Uniform Securities Agent State Law Examination
    1997-12-23
Other Names
  • Jada Ruth Coleman
  • Jada Ruth Agostini
  • Jada Ruth Agostini

View on SEC IAPD

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