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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-19 |
| WY | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Casper | WY | 07/1998 | 07/2021 |
| Various Insurance Carriers | Casper | WY | 07/1998 | Present |
| Hargrove And Sides Llc | Casper | WY | 02/2019 | Present |
| Lpl Financial Llc | Casper | WY | 07/2021 | Present |
1. 01/01/2019 - HARGROVE AND SIDES LLC/ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ NOT INVESTMENT RELATED/ 2%/ CASPER, WY 2. 07/21/2021 - RICK HARGROVE/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 0%/ CASPER, WY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-13 |
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